For fintechs and other tech-forward financial institutions
Outsourced (part-time) Chief Legal Officer and/or Chief Compliance Officer support
Advice and support on products, laws, agreements, regulatory engagement and legal risks
Compliance & AML program design and enhancement, regulatory advice and exam support
Financial institutions operate in a complex and fragmented legal and regulatory framework. Laws and best practices are rapidly evolving, creating an environment in which companies – especially those in earlier stages – struggle to manage their legal and regulatory risks. Mbarq delivers:
The Wolfsberg Group, a leading association of global financial institutions, recently provided comments on the Anti-Money Laundering (AML) implications of ISO 20022’s harmonization requirements on
Concerned about your fintech getting de-banked? It’s a major worry for those who rely on sponsor banks’ licenses and architecture. This concern has grown following
Introduction The recent failures of Signature Bank and Silicon Valley Bank have underscored the need for enhanced oversight and regulation in the non-bank financial institution
